Plum Underwriting Limited

• Principal Place of Business

  Phoenix House

  Christopher Martin Road

  Basildon

  Essex

  SS14 3EZ

  UNITED KINGDOM

  Phone

  +4403451300802

  Web

  https://www.plum-underwriting.com

• Complaints Contact

  52-56 Leadenhall Street

  London

  EC3A 2EB

  UNITED KINGDOM

  Phone

  +4408002088477

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Clive De Pledge

  IRN CXD00179

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
• Clive Nathan

  IRN CXN01119

  • SMF1 Chief Executive (since 15 Dec 2022)
  • SMF3 Executive Director (since 15 Dec 2022)
  • Responsible for Insurance Distribution (since 15 Dec 2022)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 15 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Jan 2023)
  • CF2 Non Executive Director (17 Jul 2018 to 8 Dec 2019)
• Colin Herrington

  IRN CXH00270

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
• Daniel Berry

  IRN DXB02131

  • SMF3 Executive Director (since 10 Feb 2023)
  • [FCA CF] Significant management (16 Nov 2020 to 10 Feb 2023)
• David Ian Whitaker

  IRN DIW01031

  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2022)
  • CF3 Chief Executive (12 Jan 2017 to 8 Dec 2019)
  • CF1 Director (13 Jun 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (13 Jun 2008 to 30 Sep 2018)
• Dee Ann Coleman

  IRN DAC01223

  • [FCA CF] Significant management (1 Jan 2022 to 12 Jun 2023)
• Diane Audrey Ray

  IRN DXR00199

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
• Giles Matthew Moroney

  IRN GMM01078

  • CF4 Partner (AR) (30 Mar 2022 to 1 Oct 2022)
• Grant Spencer Strickland

  IRN GXS00243

  • [FCA CF] Significant management (16 Nov 2020 to 31 Dec 2022)
• Heidi Saxty

  IRN HXS00311

  • [FCA CF] Significant management (19 Oct 2022 to 1 Dec 2025)

• Gatehouse Caravan Park (no longer appointed)

  FRN 800981 · Appointed 11 Feb 2022 · Until 31 Dec 2025

• Waveney River Centre (2003) Ltd (no longer appointed)

  FRN 779837 · Appointed 11 Feb 2022 · Until 5 Sep 2022

• Elm Beach Caravan Park Ltd (no longer appointed)

  FRN 779838 · Appointed 11 Feb 2022 · Until 11 Sep 2024

• THE POPLARS CARAVAN & CHALET PARK LTD (no longer appointed)

  FRN 413559 · Appointed 8 Feb 2022 · Until 31 Dec 2025

• Whitewell Holiday Park Ltd (no longer appointed)

  FRN 925975 · Appointed 8 Feb 2022 · Until 9 Feb 2023

• Cove Communities Venture 2 Solway OPCO Limited (no longer appointed)

  FRN 487655 · Appointed 8 Feb 2022 · Until 30 Sep 2022

• Willow Lakes (Ashby Hill Top Farm) Limited (no longer appointed)

  FRN 941388 · Appointed 8 Feb 2022 · Until 9 Sep 2025

• Sutton Hospitality Consultants Limited (no longer appointed)

  FRN 925997 · Appointed 8 Feb 2022 · Until 10 Jan 2023

• Sunnysands Caravan Park Ltd (no longer appointed)

  FRN 430911 · Appointed 4 Feb 2022 · Until 31 Jan 2023

• Pentonvale Limited (no longer appointed)

  FRN 923449 · Appointed 4 Feb 2022 · Until 12 Dec 2025

No changes recorded yet.