Plum Underwriting Limited

Date authorised
1 April 2013
Companies House
04509589
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix House
    Christopher Martin Road
    Basildon
    Essex
    SS14 3EZ
    UNITED KINGDOM
    Phone
    +4403451300802
    Web
    https://www.plum-underwriting.com

  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4408002088477

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive De Pledge

    IRN CXD00179

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • Clive Nathan

    IRN CXN01119

    • SMF1 Chief Executive (since 15 Dec 2022)
    • SMF3 Executive Director (since 15 Dec 2022)
    • Responsible for Insurance Distribution (since 15 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 15 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jan 2023)
    • CF2 Non Executive Director (17 Jul 2018 to 8 Dec 2019)
  • Colin Herrington

    IRN CXH00270

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • Daniel Berry

    IRN DXB02131

    • SMF3 Executive Director (since 10 Feb 2023)
    • [FCA CF] Significant management (16 Nov 2020 to 10 Feb 2023)
  • David Ian Whitaker

    IRN DIW01031

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2022)
    • CF3 Chief Executive (12 Jan 2017 to 8 Dec 2019)
    • CF1 Director (13 Jun 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jun 2008 to 30 Sep 2018)
  • Dee Ann Coleman

    IRN DAC01223

    • [FCA CF] Significant management (1 Jan 2022 to 12 Jun 2023)
  • Diane Audrey Ray

    IRN DXR00199

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Giles Matthew Moroney

    IRN GMM01078

    • CF4 Partner (AR) (30 Mar 2022 to 1 Oct 2022)
  • Grant Spencer Strickland

    IRN GXS00243

    • [FCA CF] Significant management (16 Nov 2020 to 31 Dec 2022)
  • Heidi Saxty

    IRN HXS00311

    • [FCA CF] Significant management (19 Oct 2022 to 1 Dec 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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