PLAIN ENGLISH FINANCE LTD.

Date authorised
1 April 2013
Companies House
07503422
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stag Gates House
    63/64 The Avenue
    Southampton Hampshire
    London
    SO17 1XS
    UNITED KINGDOM
    Phone
    +447775892474
    Web
    https://www.plainenglishfinance.co.uk

  • Complaints Contact

    63-64 The Avenue
    Southampton
    Hampshire
    SO17 1XS
    UNITED KINGDOM
    Phone
    +447775892474

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Reginald Back

    IRN ARB01301

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2019)
    • CF2 Non Executive Director (15 Mar 2017 to 8 Dec 2019)
  • Andrew William Craig

    IRN AWC01041

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
    • CF1 Director (2 Jul 2012 to 8 Dec 2019)
  • Dimitri John Goulandris

    IRN DJG01156

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Sep 2025)
    • CF2 Non Executive Director (8 Mar 2017 to 8 Dec 2019)
  • Roderick Martin Collins

    IRN RMC01092

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (8 Mar 2017 to 8 Dec 2019)
  • Timothy James Peacock

    IRN TJP01135

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Mar 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (2 Jul 2012 to 13 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.