PIVOTAL FINANCIAL LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
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Complaints Contact
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Merfyn Andrew Tuck
IRN RMT01109
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Jan 2025)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Rohan Darren Peiris
IRN RXP00299
- [FCA CF] Functions requiring qualifications (9 Jul 2021 to 14 Jul 2023)
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Ronald John James Walton
IRN RJW01290
- CF1 Director (AR) (1 Aug 2015 to 11 May 2018)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Rowan Beneke-Orr
IRN RJS00147
- Appointed representative dealing with clients for which they require qualification (24 Aug 2020 to 30 Nov 2022)
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Runouska Diarana Dass
IRN RDJ01046
- Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 30 May 2023)
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Ryan Guy
IRN RXG00167
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (22 Apr 2021 to 15 Nov 2023)
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Ryan Holmes
IRN RXH00200
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
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Sally Louise Harrison
IRN SLH01084
- Appointed representative dealing with clients for which they require qualification (11 Nov 2022 to 2 Feb 2023)
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Sam Charles Curtis
IRN SXC00287
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (24 Aug 2020 to 31 Aug 2021)
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Samantha Claire Walker
IRN SXW00183
- [FCA CF] Manager of certification employee (1 Jun 2021 to 16 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 16 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.