PIVOTAL FINANCIAL LIMITED

Date authorised
2 March 2015
Companies House
09157892
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137
    Web
    http://www.charcol.co.uk

  • Complaints Contact

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Paul David Winks

    IRN NPW01074

    • CF1 Director (AR) (23 Apr 2021 to 2 Jul 2024)
    • SMF9 Chair of the Governing Body (1 Mar 2020 to 2 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2024)
    • CF1 Director (27 Sep 2019 to 8 Dec 2019)
  • Nicholas Phillips

    IRN NXP00315

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (16 Jun 2023 to 16 Nov 2023)
  • Nicola Friend

    IRN NXF01321

    • CF1 Director (AR) (since 28 Aug 2015)
  • Nicole Leng

    IRN NXL00033

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Nigel Boadi-Bosompem

    IRN NXB00273

    • [FCA CF] Functions requiring qualifications (15 May 2023 to 10 Nov 2023)
  • Nigel John Denmeade

    IRN NJD00018

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2024)
    • CF1 Director (AR) (1 Aug 2015 to 5 Mar 2024)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Nigel Roland Holt

    IRN NXH00098

    • Appointed representative dealing with clients for which they require qualification (9 Nov 2020 to 7 Sep 2021)
  • Nigel Swain Mathers

    IRN NSM00003

    • CF1 Director (AR) (1 Aug 2015 to 7 Dec 2022)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Norbert Szabo

    IRN NXS00119

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • Oliver John Driscoll

    IRN OXD00028

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Jan 2023 to 3 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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