PIVOTAL FINANCIAL LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
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Complaints Contact
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Edwin Judge
IRN MEJ01022
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Nov 2023)
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Mark Hoban
IRN MXH00325
- [FCA CF] Functions requiring qualifications (12 May 2023 to 18 Dec 2024)
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Mark JOHN O'Connor
IRN MJO00044
- [FCA CF] Functions requiring qualifications (1 Nov 2023 to 3 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 1 Nov 2023)
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Mark James Staplehurst
IRN MJS01519
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Aug 2015)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Mark James Woodall
IRN MJW01626
- CF1 Director (AR) (18 Jun 2018 to 23 Apr 2019)
- CF1 Director (21 Sep 2016 to 23 Apr 2019)
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Mark Robert Spong
IRN MRS01242
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 Feb 2023)
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Mark Russell Batten
IRN MXB32141
- CF1 Director (AR) (since 31 Mar 2025)
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Mark Russell Fleet
IRN MRF00018
- CF1 Director (AR) (18 Jun 2018 to 23 Apr 2019)
- CF3 Chief Executive (24 Oct 2017 to 23 Apr 2019)
- CF1 Director (24 Oct 2017 to 23 Apr 2019)
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Marlon Johnson
IRN MXJ00100
- [FCA CF] Functions requiring qualifications (25 Jun 2021 to 15 Apr 2022)
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Martins Zeps
IRN MXZ00135
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.