Pinnacle Insurance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor LimelightElstree WayBorehamwoodHertfordshireWD6 1JHUNITED KINGDOM- Phone
- +4402082079000
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Complaints Contact
4th Floor LimelightElstree WayBorehamwoodHertfordshireWD6 1JHUNITED KINGDOM- Phone
- +4402082079000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Jason Gurney
IRN JJG01084
- CF28 Systems and controls (1 Feb 2008 to 4 Jun 2014)
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Jan Kuiper
IRN JWK01032
- CF29 Significant management (20 Mar 2015 to 30 Nov 2016)
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Jean-Bertrand, Marie Laroche
IRN JML01242
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 24 Nov 2016)
- CF2 Non Executive Director (21 Aug 2015 to 6 Mar 2016)
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John David Joyce
IRN JXJ13728
- SMF4 Chief Risk (3 Jul 2019 to 18 Aug 2022)
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John Giovanni Castagno
IRN JXC01361
- CF1 Director (AR) (29 Sep 2009 to 1 Dec 2009)
- Responsible for Insurance Mediation (11 Apr 2008 to 14 Jan 2013)
- CF1 Director (2 Jul 2007 to 14 Jan 2013)
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John Pueschel
IRN JXP32957
- [PRA CF] Key function holder (since 1 Oct 2019)
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Kate Redhead
IRN KXR00425
- [FCA CF] Significant management (since 7 Jan 2026)
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Leslie William Priestley
IRN LWP00002
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2003)
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Lisa Clair Canning
IRN LXC00525
- [FCA CF] Significant management (since 5 Jun 2025)
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Louisa Jane Doswell
IRN LJL01083
- SMF7 Group Entity Senior Manager (since 30 Sep 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ward Marketing Solutions Ltd (no longer appointed)
FRN 541006 · Appointed 5 Sep 2011 · Until 14 Nov 2012
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The Affiliate People Limited (no longer appointed)
FRN 550608 · Appointed 11 May 2011 · Until 14 Nov 2012
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Endeavour Personal Finance Limited (no longer appointed)
FRN 403514 · Appointed 14 Feb 2006 · Until 30 Sep 2008
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Pinnacle Insurance Management Services Plc (no longer appointed)
FRN 207096 · Appointed 17 Sep 2001 · Until 17 Feb 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.