Pine Walk Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Pearly Pei En Ng
IRN PXN00147
- CF1 Director (AR) (since 8 Jul 2024)
Peter Welton
IRN PXW00131
- CF1 Director (AR) (since 7 Oct 2025)
Philip John Rea Murfet
IRN PXM00545
- SMF4 Chief Risk (1 Jan 2023 to 30 Sep 2023)
Richard Coulson
IRN RXC02335
- SMF18 Other Overall Responsibility (since 1 Dec 2022)
Rinku Patel
IRN RXP01631
- CF2 Non Executive Director (AR) (3 Nov 2023 to 12 Jun 2025)
- SMF24 Chief Operations (28 Dec 2022 to 12 Jun 2025)
- SMF9 Chair of the Governing Body (28 Dec 2022 to 22 Nov 2023)
- CF1 Director (AR) (3 Mar 2022 to 12 Jun 2025)
- SMF3 Executive Director (4 Jan 2022 to 12 Jun 2025)
- SMF1 Chief Executive (15 Dec 2021 to 12 Jun 2025)
- Responsible for Insurance Distribution (15 Dec 2021 to 12 Jun 2025)
Robert Simon Ashton
IRN RSA01100
- CF3 Chief Executive (AR) (since 3 Jun 2024)
- CF1 Director (AR) (since 3 Jun 2024)
- SMF1 (AR) Chief Executive function (29 Apr 2022 to 3 Jun 2024)
- SMF3 (AR) Executive Director function (29 Apr 2022 to 3 Jun 2024)
Robert Thomas Kelly
IRN RXK00429
- CF1 Director (AR) (since 14 Feb 2024)
Savannah Sarah Thompson
IRN SXT00642
- CF1 Director (AR) (1 Jan 2024 to 14 Oct 2024)
Simon Daniel Jones
IRN SXJ16954
- SMF5 Head of Internal Audit (26 Feb 2024 to 4 Jul 2024)
Simon Michael Crone
IRN SMC01262
- CF1 Director (AR) (since 20 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.