Date authorised
1 April 2013
Companies House
02658895
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3RD FLOOR
    45 ALBEMARLE STREET
    LONDON
    W1S 4JL
    UNITED KINGDOM
    Phone
    +4407971833050
  • Complaints Contact

    3RD FLOOR
    45 ALBEMARLE STREET
    LONDON
    W1S 4JL
    UNITED KINGDOM
    Phone
    +4407971833050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Annan Heggie

    IRN GAH01107

    • CF2 Non Executive Director (14 Jan 2005 to 4 Jan 2012)
  • Mark Kimber

    IRN MXK01488

    • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Matthew Butcher

    IRN MXB02659

    • Responsible for Insurance Distribution (since 27 Sep 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Jul 2010 to 8 Dec 2019)
  • Matthew Helm

    IRN MXH01828

    • CF1 Director (3 Feb 2005 to 1 Aug 2014)
  • Paul Christopher Godwin

    IRN PCG01070

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Oct 2022)
    • CF2 Non Executive Director (9 Jul 2014 to 8 Dec 2019)
  • Timothy Patrick Jonathan Green

    IRN TPG01017

    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jan 2005)
    • CF1 Director (14 Jan 2005 to 17 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.