Pii Brokers.co.uk Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Charles Anthony Jack Goodier
IRN CAG01090
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (19 May 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (19 May 2005 to 31 Mar 2009)
James William Goodier
IRN JWG01082
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (19 May 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (19 May 2005 to 31 Mar 2009)
- CF1 Director (19 May 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Royce Compliance Consultancy Limited (no longer appointed)
FRN 783511 · Appointed 5 Jul 2017 · Until 5 Jan 2023
Briefcase Productions Limited trading as Pinstripe Consulting (no longer appointed)
FRN 609754 · Appointed 5 Nov 2013 · Until 9 Mar 2021
Compliancy Services Limited (no longer appointed)
FRN 603933 · Appointed 8 Jul 2013 · Until 24 Jun 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.