Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Alice Kate Hargreaves

  IRN SAW01194

  • CF30 Customer (21 Dec 2015 to 25 May 2018)
• Scott John Jaffray

  IRN SJJ01039

  • CF27 Investment Management (1 Dec 2001 to 28 Mar 2003)
  • CF1 Director (1 Dec 2001 to 9 Aug 2002)
• Sean Krishan James Thapar

  IRN SKT01024

  • [FCA CF] Client dealing (27 Jul 2022 to 1 Sep 2023)
• Sebastien Auguste Joseph Eisinger

  IRN SAE01043

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF29 Significant management (26 May 2017 to 16 Nov 2018)
  • CF1 Director (24 Sep 2007 to 26 May 2017)
• Seiji Nishimura

  IRN SXN01317

  • CF30 Customer (2 Dec 2010 to 8 Dec 2019)
• Seyed Alireza Kharazi

  IRN SXK76358

  • [FCA CF] Client dealing (13 Sep 2023 to 19 Dec 2024)
• Shah Rahat Malik

  IRN SXM21566

  • [FCA CF] Client dealing (since 3 Nov 2023)
• Shahan Tenjoukian

  IRN SXT01400

  • CF30 Customer (1 Nov 2007 to 9 Apr 2009)
  • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
• Shana Puthod

  IRN SXP01356

  • [FCA CF] Client dealing (since 15 Apr 2026)
• Shaniel Ramjee

  IRN SXR01871

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (18 Nov 2014 to 8 Dec 2019)

No changes recorded yet.