Date authorised
1 April 2013
Companies House
03093489
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475000
  • Complaints Contact

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475487

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gitanjali Esther Ramakrishnan

    IRN GER01033

    • [FCA CF] Client dealing (1 Feb 2020 to 4 Aug 2022)
    • CF30 Customer (9 Dec 2011 to 8 Dec 2019)
  • Glen Graham Cargill

    IRN GGC01018

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (12 Jan 2006 to 17 Jan 2006)
  • Go Shiina

    IRN GXS00340

    • [FCA CF] Client dealing (2 Jul 2021 to 30 Jun 2023)
  • Guido Chamorro

    IRN GXC01632

    • [FCA CF] Client dealing (1 Feb 2020 to 27 Feb 2025)
    • CF30 Customer (19 Oct 2009 to 8 Dec 2019)
  • Guillaume Chagnard

    IRN GXC01878

    • CF30 Customer (21 Aug 2014 to 21 Jul 2016)
  • Gurdeep Singh Bumbra

    IRN GXB01209

    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Dec 2003 to 31 Oct 2007)
  • Hans Peter Portner

    IRN HPP01003

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Heather Brown

    IRN HXB01490

    • CF30 Customer (23 Apr 2015 to 13 Jun 2018)
  • Heather Serena Robinson

    IRN HST01007

    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Hermann Philipp Buff

    IRN HXB00167

    • [FCA CF] Client dealing (since 1 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.