Date authorised
1 April 2013
Companies House
02682789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rossington's Business Park
    West Carr Road
    Retford
    Nottinghamshire
    DN22 7SW
    UNITED KINGDOM
    Phone
    +441777869900
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Insurance contracts only
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Paul Cooke

    IRN SPC01108

    • CF1 Director (14 Jan 2005 to 21 Apr 2016)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 21 Apr 2016)
  • Stephen Paul Grantham

    IRN SPG01088

    • CF28 Systems and controls (1 Nov 2007 to 21 Apr 2016)
    • CF1 Director (14 Jan 2005 to 21 Apr 2016)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Steven Redgwell

    IRN SXR01889

    • SMF3 Executive Director (17 May 2022 to 20 Mar 2024)
    • CF1 Director (AR) (12 May 2022 to 26 Oct 2022)
    • Responsible for Insurance Distribution (15 Jul 2020 to 20 Mar 2024)
    • SMF1 Chief Executive (15 Jul 2020 to 20 Mar 2024)
  • Stuart Christopher Stotesbury

    IRN SCS01111

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Stuart Paris

    IRN SXP02845

    • CF1 Director (AR) (14 Dec 2018 to 26 May 2021)
  • Thomas James England

    IRN TXE00137

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Thomas Paul Danson

    IRN TXD00322

    • [FCA CF] Significant management (14 Apr 2025 to 31 Mar 2026)
  • Timothy John Chadwick

    IRN TJC01198

    • SMF4 Chief Risk (since 22 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2024)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)
  • Timothy Mason Bell

    IRN TMB01088

    • CF1 Director (AR) (13 Dec 2018 to 5 Feb 2026)
  • Timothy Tracy Brooke Thom

    IRN TTB01004

    • Director of firm who is not a certification employee or a SMF manager (15 Dec 2021 to 1 Apr 2024)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 15 Dec 2021)
    • CF2 Non Executive Director (9 Apr 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.