Date authorised
1 April 2013
Companies House
02682789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rossington's Business Park
    West Carr Road
    Retford
    Nottinghamshire
    DN22 7SW
    UNITED KINGDOM
    Phone
    +441777869900
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Insurance contracts only
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John Hughes

    IRN RXH00376

    • [FCA CF] Significant management (21 May 2021 to 25 Sep 2023)
  • Robert Patrick Calverley Shurety

    IRN RPS01074

    • CF1 Director (AR) (12 Dec 2018 to 26 May 2021)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • SMF7 Group Entity Senior Manager (since 8 Dec 2025)
    • SMF2 Chief Finance (28 Apr 2022 to 9 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • Sarah Elizabeth Cooke

    IRN SEC01085

    • CF1 Director (21 Feb 2011 to 21 Apr 2016)
  • Sarah Louise Lane

    IRN SLL01022

    • [FCA CF] CASS oversight function (21 Apr 2023 to 22 Nov 2024)
    • [FCA CF] Significant management (21 Apr 2023 to 22 Nov 2024)
  • Simon Dryan

    IRN SXD01185

    • CF1 Director (AR) (11 Jan 2019 to 27 Mar 2019)
  • Simon Graham Hoare

    IRN SGH01075

    • CF1 Director (26 Nov 2014 to 21 Apr 2016)
  • Simon James Hughes

    IRN SJH01379

    • CF1 Director (AR) (14 Dec 2018 to 26 May 2021)
  • Sophie Louise Cooke

    IRN SLC01145

    • CF1 Director (29 Sep 2014 to 21 Apr 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.