Date authorised
1 April 2013
Companies House
02682789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rossington's Business Park
    West Carr Road
    Retford
    Nottinghamshire
    DN22 7SW
    UNITED KINGDOM
    Phone
    +441777869900
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Insurance contracts only
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Deevey

    IRN BXD00086

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2024)
  • Barry Russel Lloyd

    IRN BXL00256

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Benjamin Edward Baker

    IRN BEB01033

    • CF1 Director (AR) (since 14 Feb 2022)
  • Bhavita Rupesh Chokshi

    IRN BXC00245

    • CF1 Director (AR) (since 28 Feb 2022)
  • Brendan James McManus

    IRN BJM01139

    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2019)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
    • CF3 Chief Executive (3 Oct 2016 to 22 Nov 2019)
    • Responsible for Insurance Mediation (3 Oct 2016 to 30 Sep 2018)
  • Carl Lloyd McMillan

    IRN CXM00295

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2024)
  • Carlo Marelli

    IRN CDM01086

    • SMF3 Executive Director (since 30 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2024)
  • Catherine Maria Donoghue

    IRN CXD00638

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Charlotte Jane Upton

    IRN CXU00036

    • [FCA CF] Significant management (since 14 Apr 2025)
  • David Gregory Wagstaff

    IRN DGW01085

    • CF1 Director (27 Mar 2013 to 21 Apr 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.