Date authorised
1 April 2013
Companies House
02682789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rossington's Business Park
    West Carr Road
    Retford
    Nottinghamshire
    DN22 7SW
    UNITED KINGDOM
    Phone
    +441777869900
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Insurance contracts only
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Henry Charles

    IRN DHC01031

    • CF1 Director (14 Jan 2005 to 14 Feb 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Nov 2016)
  • David James Winkett

    IRN DJW01169

    • SMF3 Executive Director (9 Jan 2023 to 30 Sep 2024)
    • SMF2 Chief Finance (9 Jan 2023 to 30 Sep 2024)
  • David Lamping

    IRN DXL01353

    • CF1 Director (26 May 2005 to 21 Apr 2016)
  • Dawn Marilyn Marshall

    IRN DXM00577

    • CF1 Director (AR) (5 Dec 2021 to 1 May 2022)
  • Elisa Marie Griffin

    IRN EMG01034

    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2023)
    • CF1 Director (13 Jul 2006 to 22 Nov 2019)
  • Emma Power

    IRN EXP00047

    • CF3 Chief Executive (AR) (since 30 May 2024)
  • Fiona Andrews

    IRN FXA24008

    • SMF3 Executive Director (20 Mar 2020 to 31 Dec 2022)
  • Fraser Tom Pratt

    IRN FXP00114

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Gaurav Shah

    IRN GXS00446

    • CF1 Director (AR) (since 2 Aug 2022)
  • Gavin Claude Williams

    IRN GCW01030

    • CF1 Director (14 Jan 2005 to 9 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.