PIB Risk Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
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- · Insurance contracts only
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Henry Charles
IRN DHC01031
- CF1 Director (14 Jan 2005 to 14 Feb 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Nov 2016)
David James Winkett
IRN DJW01169
- SMF3 Executive Director (9 Jan 2023 to 30 Sep 2024)
- SMF2 Chief Finance (9 Jan 2023 to 30 Sep 2024)
David Lamping
IRN DXL01353
- CF1 Director (26 May 2005 to 21 Apr 2016)
Dawn Marilyn Marshall
IRN DXM00577
- CF1 Director (AR) (5 Dec 2021 to 1 May 2022)
Elisa Marie Griffin
IRN EMG01034
- [FCA CF] CASS oversight function (9 Dec 2019 to 21 Apr 2023)
- [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2023)
- CF1 Director (13 Jul 2006 to 22 Nov 2019)
Emma Power
IRN EXP00047
- CF3 Chief Executive (AR) (since 30 May 2024)
Fiona Andrews
IRN FXA24008
- SMF3 Executive Director (20 Mar 2020 to 31 Dec 2022)
Fraser Tom Pratt
IRN FXP00114
- [FCA CF] Significant management (since 14 Apr 2025)
Gaurav Shah
IRN GXS00446
- CF1 Director (AR) (since 2 Aug 2022)
Gavin Claude Williams
IRN GCW01030
- CF1 Director (14 Jan 2005 to 9 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.