Date authorised
1 April 2013
Companies House
02026964
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4403455651617
  • Complaints Contact

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4407522229711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Redgwell

    IRN SXR01889

    • SMF3 Executive Director (17 May 2022 to 3 Apr 2024)
  • Timothy John Chadwick

    IRN TJC01198

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (2 Apr 2020 to 21 Oct 2024)
    • CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Nov 2019 to 8 Dec 2019)
  • Timothy Tracy Brooke Thom

    IRN TTB01004

    • Director of firm who is not a certification employee or a SMF manager (16 Mar 2022 to 1 Apr 2024)
    • SMF9 Chair of the Governing Body (20 Mar 2020 to 16 Mar 2022)
  • Zachary Anton Gray

    IRN ZAG01006

    • SMF3 Executive Director (since 13 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.