Date authorised
1 April 2013
Companies House
02026964
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4403455651617
  • Complaints Contact

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4407522229711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maxine Allen

    IRN MXA00288

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2024)
  • Neil James Chatburn

    IRN NJC01171

    • CF1 Director (14 Jan 2005 to 21 Dec 2018)
  • Nicholas James Coe

    IRN NJC01173

    • CF1 Director (14 Jan 2005 to 21 Dec 2018)
  • Oliver Phillips

    IRN OXP00059

    • [FCA CF] Significant management (15 Sep 2023 to 29 Dec 2023)
  • Paul Johnson

    IRN PXJ01543

    • SMF3 Executive Director (4 May 2020 to 30 Sep 2024)
  • Paul William Brown

    IRN PWB01075

    • CF1 Director (14 Jan 2005 to 31 Dec 2018)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • CF11 Money Laundering Reporting (8 Oct 2019 to 22 Nov 2019)
    • CF1 Director (25 Oct 2017 to 8 Dec 2019)
  • Sarah Louise Harris

    IRN SXH01472

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Sarah Louise Lane

    IRN SLL01022

    • [FCA CF] Significant management (21 Apr 2023 to 22 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.