Date authorised
1 April 2013
Companies House
02026964
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4403455651617
  • Complaints Contact

    35 Calthorpe Road
    Edgbaston
    Birmingham
    West Midlands
    B15 1TS
    UNITED KINGDOM
    Phone
    +4407522229711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Colosso

    IRN AXC01715

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Jan 2023)
  • Andrew Gregory Lowe

    IRN AGL01048

    • CF1 Director (1 Jul 2007 to 21 Dec 2018)
  • Andrew James Baxter

    IRN AXB04592

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Anthony David Powis

    IRN ADP00004

    • SMF9 Chair of the Governing Body (since 16 Mar 2022)
  • Barry Deevey

    IRN BXD00086

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2024)
  • Brendan James McManus

    IRN BJM01139

    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2024)
    • CF10 Compliance Oversight (7 Oct 2019 to 22 Nov 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2019)
    • Responsible for Insurance Mediation (20 Jun 2018 to 30 Sep 2018)
    • CF1 Director (24 Oct 2017 to 8 Dec 2019)
    • CF3 Chief Executive (24 Oct 2017 to 22 Nov 2019)
  • Carl Lloyd McMillan

    IRN CXM00295

    • [FCA CF] Significant management (9 Dec 2019 to 22 Nov 2024)
  • David Anthony Harrison

    IRN DAH01207

    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 21 Dec 2018)
  • David Hugh Skinner

    IRN DHS00023

    • SMF3 Executive Director (since 5 Aug 2022)
    • Responsible for Insurance Distribution (since 2 Feb 2020)
    • SMF1 Chief Executive (since 2 Feb 2020)
    • CF1 Director (29 Jan 2019 to 22 Nov 2019)
  • David James Winkett

    IRN DJW01169

    • SMF3 Executive Director (9 Jan 2023 to 8 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.