Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kara Dickson

  IRN KXD00379

  • [FCA CF] Significant management (29 Apr 2025 to 9 Jun 2025)
• Karan Hutchinson

  IRN KXH01521

  • CF1 Director (8 Sep 2010 to 10 Mar 2014)
• Karen Agnes McAndrew

  IRN KAM00026

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Karen Ann Russell

  IRN KAR00016

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Karen Elizabeth Moss

  IRN KEH01038

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Karen Elizabeth Waite

  IRN KEW01042

  • CF30 Customer (3 Sep 2010 to 31 May 2013)
• Karen Postoyalko

  IRN KXP00228

  • [FCA CF] Significant management (1 Dec 2021 to 5 Jun 2024)
• Karen Samantha O'Sullivan

  IRN KSP01012

  • CF30 Customer (3 Sep 2010 to 5 Feb 2013)
• Karl Heggarty

  IRN KXH01483

  • CF30 Customer (3 Sep 2010 to 7 Jun 2011)
• Karl Horsfield

  IRN KXH01516

  • CF30 Customer (28 Oct 2011 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.