Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Euan Halliday Lock

  IRN EHL01011

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Evan Craig Waks

  IRN ECW01020

  • CF28 Systems and controls (28 Mar 2013 to 1 Nov 2016)
• Eve Watkins

  IRN EXW01114

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Faisal Choudhary

  IRN FXC01302

  • CF30 Customer (21 Feb 2012 to 17 May 2013)
• Frances Clare Maclachlan

  IRN FCM01033

  • [FCA CF] Significant management (15 Apr 2024 to 30 Apr 2025)
• Francois De Meneval

  IRN FXD01123

  • CF2 Non Executive Director (14 Jul 2011 to 12 Jun 2012)
  • CF1 Director (11 Jun 2007 to 14 Jul 2011)
• Gail McCaig

  IRN GXM00089

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Gail Miller

  IRN GXM01517

  • CF30 Customer (3 Sep 2010 to 24 Oct 2012)
• Gail Ramage

  IRN GXR01335

  • CF30 Customer (25 May 2011 to 30 Jul 2012)
• Gareth Alan Earl

  IRN GAE01015

  • CF30 Customer (3 Sep 2010 to 17 Dec 2012)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.