Phoenix Life CA Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

  Web

  https://www.phoenixlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Lucchesi

  IRN LXL26274

  • [FCA CF] Significant management (29 Sep 2025 to 20 Feb 2026)
• Marcus John Gent

  IRN MJG01366

  • [FCA CF] Manager of certification employee (6 Aug 2024 to 7 Aug 2024)
  • [FCA CF] Material risk taker (6 Aug 2024 to 31 Dec 2024)
  • [FCA CF] Significant management (6 Aug 2024 to 31 Dec 2024)
• Margaret Fleur Hobbs

  IRN MFH01022

  • CF1 Director (AR) (8 Feb 2024 to 31 Mar 2024)
  • [FCA CF] Significant management (22 May 2019 to 31 Mar 2024)
  • SMF18 Other Overall Responsibility (10 Dec 2018 to 22 May 2019)
  • CF29 Significant management (26 Feb 2010 to 9 Dec 2018)
• Mark Christian Allen

  IRN MXA00060

  • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2020)
  • SIMF4 Chief Risk Function (24 May 2018 to 9 Dec 2018)
• Mark Fenlon

  IRN MXF00078

  • [FCA CF] Material risk taker (since 17 Jun 2024)
• Mark Julian Gregory

  IRN MJG01131

  • SMF10 Chair of the Risk Committee (since 25 Aug 2025)
  • SMF7 Group Entity Senior Manager (6 Feb 2025 to 25 Aug 2025)
• Mark Kernaghan

  IRN MXK00809

  • [FCA CF] Significant management (since 31 Jan 2026)
• Mark Rudd

  IRN MXR01077

  • [FCA CF] Significant management (26 Sep 2025 to 6 Nov 2025)
• Mark Screeton

  IRN MPS01107

  • SMF18 Other Overall Responsibility (since 24 Jun 2025)
  • [FCA CF] Significant management (30 Jan 2025 to 23 Jun 2025)
  • [FCA CF] Manager of certification employee (21 Jan 2025 to 23 Jun 2025)
• Martin John Muir

  IRN MJM01392

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)

• SLFC Services Company (UK) Limited (no longer appointed)

  FRN 510237 · Appointed 22 Oct 2009 · Until 1 Oct 2024

• Vertex Life and Pensions Limited (no longer appointed)

  FRN 210209 · Appointed 1 Mar 2002 · Until 1 May 2008

• Warwick Davis (Insurance Consultants) Ltd (no longer appointed)

  FRN 194164 · Appointed 27 Sep 2000 · Until 30 May 2002

No changes recorded yet.