Phoenix Finance

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Ness Place
    Troon
    South Ayrshire
    KA10 7DW
    UNITED KINGDOM
    Phone
    +4401292313224
    Web
    https://www.phoenix-finance.co.uk

  • Complaints Contact

    26 Ness Place
    Troon
    South Ayrshire
    KA10 7DW
    UNITED KINGDOM
    Phone
    +4401292313224

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Mathieson

    IRN DXM01801

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 12 Oct 2019)
  • Julie Mathieson

    IRN JXM24680

    • SMF27 Partner (since 18 Feb 2020)
    • [PRA CF] Key function holder (since 18 Feb 2020)
    • [FCA CF] Significant management (since 18 Feb 2020)
    • [FCA CF] CASS oversight function (since 18 Feb 2020)
    • Responsible for Insurance Distribution (since 25 Nov 2019)
  • Morag Elsie Mathieson

    IRN MEM01083

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.