Philip Skinner

• Principal Place of Business

  Woodlands Meadow House

  Vale Road

  Bromley

  BR1 2AL

  UNITED KINGDOM

  Phone

  +447855439383

• Complaints Contact

  Woodlands Meadow House

  Vale Road

  Bromley

  BR1 2AL

  UNITED KINGDOM

  Phone

  +447855439383

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Carrying this activity in the course of corporate finance business.
  • · Limited to execution only transactions, except in relation to an income withdrawl.
  • · Limited to where the arrangements are carried out as a disclosed agent for a named client with or through a permitted third party (which is an independent intermediary).
  • · Limited to carrying on the activity in relation to packaged products, with or through a life office or an operator of a regulated collective investment scheme or an appointed representative of either.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Carrying this activity in the course of corporate finance business.

• Howard Ashley Pont

  IRN HAP00004

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 31 Dec 2024)
  • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
• Lutfi Talib

  IRN LXT01071

  • CF4 Partner (1 Dec 2001 to 31 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Philip Skinner

  IRN PXS01436

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Sole trader dealing with clients for which they require qualification (since 1 Jan 2020)
  • [PRA CF] Key function holder (since 1 Jan 2020)
  • [FCA CF] Significant management (since 1 Jan 2020)
  • [FCA CF] Proprietary trader (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
  • [FCA CF] CASS oversight function (since 1 Jan 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

No changes recorded yet.