This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Philip John Matthews-Brown

Watch for changes

FRN: 215517

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Peter Ellis
IRN JPE00009
- (3)Employed By (1 Dec 2001 to 25 Mar 2003)
Philip John Matthews-Brown
IRN PJM00059
- (2)Employed By (1 Dec 2001 to 5 Oct 2023)
Roberta Hunter
IRN RXH00119
- (1)Employed By (1 Dec 2001 to 21 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.