Pharo Management (UK) LLP

• Principal Place of Business

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +4402075918800

  Web

  https://www.pharo.com

• Complaints Contact

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +442075918800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shanci Zhang

  IRN SXZ01058

  • CF30 Customer (16 Feb 2009 to 5 Oct 2018)
• Shauntaine Tsung Mei Lim

  IRN STL01029

  • CF28 Systems and controls (28 Oct 2010 to 1 Jun 2019)
• Sophie Beer

  IRN SXB00322

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Spass Dimitrov

  IRN SXD01545

  • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
  • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
• Stephen Mark Jennions

  IRN SMJ01047

  • CF27 Investment Management (3 Dec 2004 to 17 Jun 2005)
  • CF4 Partner (26 Oct 2004 to 17 Jun 2005)
• Sung Woen Kang

  IRN SWK01013

  • [FCA CF] Client dealing (since 4 Jan 2023)
• Thomas Ryan Vince

  IRN TXV00068

  • [FCA CF] Client dealing (since 14 Nov 2022)
• Varsha Jivraj

  IRN VXJ01040

  • CF11 Money Laundering Reporting (25 Feb 2014 to 18 Sep 2019)
  • CF10 Compliance Oversight (25 Feb 2014 to 18 Sep 2019)
• Vitaly Ryabokon

  IRN RXV01173

  • [FCA CF] Client dealing (since 25 Nov 2024)
• Wan Li Lu

  IRN WLL01006

  • CF30 Customer (1 Nov 2007 to 23 Jul 2014)
  • CF26 Customer Trading (4 Sep 2007 to 31 Oct 2007)

No changes recorded yet.