Pharmaceutical and General Provident Society Ltd

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095
    Web
    https://www.pgmutual.co.uk

  • Complaints Contact

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin James Pritchard

    IRN RJP01318

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2019)
    • SIMF5 Head of Internal Audit Function (23 May 2018 to 9 Dec 2018)
  • Sarah Ellen Greenley

    IRN SXG00296

    • [FCA CF] Significant management (since 23 Feb 2026)
  • Sheila Patricia Nugent

    IRN SPN00002

    • CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Nov 2008)
  • Simon Charles Whale

    IRN SCW01103

    • SMF9 Chair of the Governing Body (since 10 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (18 May 2006 to 6 Mar 2016)
  • Stephen Dixon

    IRN SWD01027

    • SIMF21 With-Profits Actuary (7 Mar 2016 to 25 Jul 2017)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 25 Jul 2017)
    • CF12A With-Profits Actuary (1 Dec 2009 to 6 Mar 2016)
    • CF12 Actuarial (1 Dec 2009 to 6 Mar 2016)
  • Stephen Schofield

    IRN SXS27068

    • [FCA CF] Significant management (since 8 Oct 2025)
    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
    • [FCA CF] Manager of certification employee (10 Dec 2019 to 23 Jan 2025)
  • Tamsin Jane Abbey

    IRN TJA01054

    • CF12 Actuarial (16 Apr 2009 to 1 Dec 2009)
    • CF12A With-Profits Actuary (16 Apr 2009 to 1 Dec 2009)
  • Taryn Ferguson

    IRN TXF27065

    • [FCA CF] Significant management (since 24 Jan 2025)
    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
  • Terence Gabriel Hannawin

    IRN TGH00009

    • CF2 Non Executive Director (1 Dec 2001 to 29 Jul 2004)
  • Thomas Coan

    IRN TXC27067

    • [FCA CF] Significant management (since 24 Jan 2025)
    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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