Pharmaceutical and General Provident Society Ltd

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095
    Web
    https://www.pgmutual.co.uk

  • Complaints Contact

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John David Thomas

    IRN JDT01047

    • CF2 Non Executive Director (1 Dec 2001 to 19 Feb 2009)
  • John Gary Warner

    IRN JGW01081

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2020)
    • SMF14 Senior Independent Director (10 Dec 2018 to 22 Aug 2019)
    • SIMF12 Chair of the Remuneration Committee (27 Jul 2018 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 19 Nov 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 19 Nov 2018)
    • CF2 Non Executive Director (23 Dec 2009 to 6 Mar 2016)
  • John Jude Michael Mather

    IRN JJM01211

    • CF3 Chief Executive (27 Jul 2006 to 30 Jan 2009)
    • CF8 Apportionment and Oversight (27 Jul 2006 to 30 Jan 2009)
    • CF6 Small Friendly Society (27 Jul 2006 to 30 Jan 2009)
  • Joseph Joyce

    IRN JAJ00002

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF21 Investment Adviser (24 Sep 2004 to 31 Oct 2007)
  • Kirit Chimanbhai Patel

    IRN KXP01123

    • CF2 Non Executive Director (1 Dec 2001 to 22 May 2002)
  • Laura Ann Sturgess

    IRN LXS27069

    • [FCA CF] Material risk taker (10 Dec 2019 to 11 Jul 2022)
  • MATTHEW JOHN DREAPER

    IRN MJD01412

    • SMF14 Senior Independent Director (1 Aug 2019 to 1 Jan 2024)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 19 Nov 2018)
    • CF2 Non Executive Director (13 Dec 2013 to 6 Mar 2016)
  • Malcolm Alexander Jack

    IRN MAJ01057

    • CF6 Small Friendly Society (4 Sep 2002 to 9 Nov 2004)
    • CF11 Money Laundering Reporting (4 Sep 2002 to 28 Feb 2003)
    • CF10 Compliance Oversight (4 Sep 2002 to 28 Feb 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Nov 2004)
    • CF3 Chief Executive (1 Dec 2001 to 9 Nov 2004)
  • Martin Bennett

    IRN MXB01809

    • CF2 Non Executive Director (29 May 2003 to 18 May 2006)
  • Michael Perry

    IRN MXP01578

    • SMF1 Chief Executive (10 Dec 2018 to 30 Apr 2022)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Apr 2022)
    • SMF3 Executive Director (10 Dec 2018 to 30 Apr 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Sep 2011 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Sep 2011 to 6 Mar 2016)
    • CF6 Small Friendly Society (1 Sep 2011 to 9 Dec 2018)
    • CF3 Chief Executive (1 Sep 2011 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.