Pharmaceutical and General Provident Society Ltd

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095
    Web
    https://www.pgmutual.co.uk

  • Complaints Contact

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deborah-Jo McFarlane

    IRN DXM01632

    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (2 Jan 2013 to 6 Mar 2016)
  • Denise Josephine Hadgill

    IRN DMH01102

    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2021)
  • Elisa Claire Cooper

    IRN ECC01032

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 25 Jun 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 9 Dec 2018)
  • Gary Ranson

    IRN GXR27063

    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
  • Gerald Martin Alexander

    IRN GMA01023

    • CF2 Non Executive Director (1 Dec 2001 to 12 Dec 2008)
  • Glenn Fraser Hirchfield

    IRN GFH01022

    • CF6 Small Friendly Society (28 Oct 2005 to 22 Aug 2006)
    • CF17 Significant Mgt (Other Business Operations) (28 Oct 2005 to 22 Aug 2006)
  • Grahame Exton

    IRN GXE01050

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 31 Dec 2021)
    • CF2 Non Executive Director (6 Nov 2015 to 6 Mar 2016)
  • Hannah Crossley

    IRN HXC27070

    • [FCA CF] Significant management (24 Jan 2025 to 18 Nov 2025)
    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
    • [FCA CF] Manager of certification employee (10 Dec 2019 to 11 Jul 2022)
  • Ian Passey

    IRN IXP00011

    • CF2 Non Executive Director (13 Oct 2008 to 11 Dec 2013)
  • Ian Richard Conquest

    IRN IRC01042

    • CF2 Non Executive Director (1 Dec 2001 to 20 Oct 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.