PGD Strategy Limited

Date authorised
1 April 2013
Companies House
03826930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Vallance Road
    London
    N22 7UG
    UNITED KINGDOM
    Phone
    +4402088260295
    Web
    https://www.pgdstrategy.com

  • Complaints Contact

    Capital Office
    124-128 City Road
    London
    Islington
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +4402088260295

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Semir Mosawi

    IRN ASM01241

    • CF1 Director (AR) (17 Mar 2016 to 9 Jun 2020)
    • CF30 Customer (17 Mar 2016 to 9 Jun 2020)
  • Carolyn Ann Droussiotis

    IRN CAD01068

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Christopher Darius Hanson

    IRN CDH01107

    • CF1 Director (AR) (17 Mar 2016 to 6 Jan 2017)
    • CF30 Customer (17 Mar 2016 to 6 Jan 2017)
  • Michael Keith Rossor

    IRN MKR01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Nigel Graham Knowles

    IRN NGK01012

    • CF1 Director (AR) (17 Mar 2016 to 31 Jul 2017)
  • Peter George Droussiotis

    IRN PGD01041

    • [FCA CF] Client dealing (since 15 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Robert Levine

    IRN SRL01107

    • CF1 Director (AR) (8 Apr 2016 to 9 Jun 2020)
  • Timothy Francis Clement-Jones

    IRN TFC01026

    • CF1 Director (AR) (21 Feb 2017 to 9 Jun 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Noble Street Limited (no longer appointed)

    FRN 736603 · Appointed 15 Feb 2016 · Until 16 Jun 2020 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.