Date authorised
1 April 2016
Companies House
06648655
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rosemary Farm
    Rosemary Lane
    DownHolland
    Lancashire
    L39 7JP
    UNITED KINGDOM
    Phone
    +4407793618234
  • Complaints Contact

    Rosemary Farm
    Rosemary Lane
    DownHolland
    Lancashire
    L39 7JP
    UNITED KINGDOM
    Phone
    +4407793618234

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorraine Gradwell

    IRN LXG00238

    • Director of firm who is not a certification employee or a SMF manager (since 29 Jul 2022)
  • Lorraine Joan Gradwell

    IRN LJG01063

    • SMF3 Executive Director (9 Dec 2019 to 12 Aug 2022)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Peter Gerard Gradwell

    IRN PGG00020

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2016 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.