Date authorised
2 December 2019
Companies House
10055485
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 7
    Albany Park
    Cabot Lane
    Poole
    Dorest
    BH17 7BX
    UNITED KINGDOM
    Phone
    +441213088685
  • Complaints Contact

    Unit 7
    Albany Park
    Cabot Lane
    Poole
    Dorset
    BH17 7BX
    UNITED KINGDOM
    Phone
    +441213088685

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (1 Sep 2023 to 31 Mar 2025)
  • Christopher James Sime

    IRN CXS00273

    • [FCA CF] Significant management (1 Oct 2023 to 1 Jan 2024)
  • Ian Nathan Ross

    IRN IXR00056

    • SMF3 Executive Director (since 27 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2023 to 27 Oct 2023)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (1 Sep 2023 to 31 Mar 2025)
  • Jon Roy Norman

    IRN JRN01055

    • Responsible for Insurance Distribution (15 May 2024 to 10 Apr 2025)
    • SMF3 Executive Director (14 Nov 2023 to 10 Apr 2025)
  • Michael Andrew Bruce

    IRN MAB01282

    • [FCA CF] Significant management (1 Sep 2023 to 31 Mar 2025)
  • Patrick Michael Oddie

    IRN PMO00001

    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
    • Responsible for Insurance Distribution (2 Dec 2019 to 27 Oct 2023)
    • CF1 Director (12 Dec 2018 to 8 Dec 2019)
  • Paul Arnold

    IRN PXA00150

    • Responsible for Insurance Distribution (since 11 Jun 2025)
    • SMF3 Executive Director (since 27 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2023 to 27 Oct 2023)
  • Saria Usman

    IRN SXU00075

    • SMF3 Executive Director (since 24 Mar 2025)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (1 Sep 2023 to 31 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.