Peter Guy Limited

Date authorised
1 April 2013
Companies House
00818430
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Woodend
    Wrexham Road
    Pulford
    Chester
    Cheshire
    CH4 9DG
    UNITED KINGDOM
    Phone
    +4401244470094
    Web
    https://www.peterguyltd.co.uk

  • Complaints Contact

    Woodend
    Wrexham Road
    Pulford
    Chester
    Cheshire
    CH4 9DG
    UNITED KINGDOM
    Phone
    +4401244570764

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce William Guy

    IRN BWG01015

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
    • [FCA CF] Client dealing (since 26 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (11 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Jun 2008 to 31 Mar 2009)
    • CF1 Director (11 Jun 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jun 2008 to 30 Sep 2018)
    • CF10 Compliance Oversight (11 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (12 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jul 2004 to 1 Nov 2004)
  • Peter John Guy

    IRN PJG00008

    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Apr 2008)
    • CF1 Director (1 Dec 2001 to 4 Apr 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Apr 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Apr 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.