Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
-
Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Michael Banks Banks
IRN MBB01034
- (898)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 12 Jun 2018)
-
Michael Bartholomew McNulty
IRN MBM01076
- (105)CF1 Director (AR) (8 Mar 2017 to 30 Sep 2018)
-
Michael Berman
IRN MXB03048
- (495)CF1 Director (AR) (26 Oct 2012 to 29 Jul 2014)
-
Michael Bruno French Nathan
IRN MBN01010
- (1269)CF4 Partner (AR) (14 Jan 2005 to 26 Jan 2010)
-
Michael Buchanan Furgie
IRN MBF01017
- (1037)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
-
Michael Butler
IRN MXB00386
- (6)[FCA CF] Significant management (since 24 Feb 2021)
-
Michael Charles
IRN MXC02660
- (1004)CF1 Director (AR) (4 Jul 2016 to 5 Jan 2018)
- (1003)CF4 Partner (AR) (28 Aug 2013 to 4 Jul 2016)
-
Michael Christopher Malone
IRN MCM01134
- (494)CF1 Director (AR) (2 Sep 2008 to 26 Oct 2012)
-
Michael Coghlan
IRN MXC01857
- (744)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
-
Michael Dafydd Jeffreson
IRN MDJ01076
- (228)CF4 Partner (AR) (22 May 2015 to 11 May 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Two Rivers Veterinary Practice Limited (no longer appointed)
FRN 437576 · Appointed 15 Aug 2005 · Until 1 Oct 2018
-
Braemar Enterprises Ltd (no longer appointed)
FRN 437527 · Appointed 15 Aug 2005 · Until 10 Jul 2017
-
South East Essex Animal Trust (no longer appointed)
FRN 436757 · Appointed 8 Aug 2005 · Until 1 Oct 2018
-
Collie Rescue (Rough & Smooth) (no longer appointed)
FRN 435578 · Appointed 15 Jul 2005 · Until 19 Nov 2014
-
Great Dane Adoption Society (no longer appointed)
FRN 435314 · Appointed 11 Jul 2005 · Until 1 Oct 2018
-
Hollycroft Veterinary Centre Limited (no longer appointed)
FRN 404981 · Appointed 11 Jul 2005 · Until 1 Oct 2018
-
Battersea Dogs and Cats Home (no longer appointed)
FRN 434605 · Appointed 23 Jun 2005 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (11)SMF3 Executive Director
-
controlled function added: (10)SMF3 Executive Director
-
controlled function added: (9)Responsible for Insurance Distribution
-
controlled function added: (8)CF1 Director (AR)
-
controlled function added: (7)[FCA CF] Manager of certification employee
-
controlled function added: (6)[FCA CF] Significant management
-
controlled function added: (5)SMF3 Executive Director
-
controlled function added: (4)[FCA CF] Significant management
-
controlled function added: (3)[FCA CF] Significant management
-
controlled function added: (2)CF1 Director (AR)