Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Philip Brogan
IRN NPB01090
- (668)CF1 Director (AR) (26 Jul 2010 to 15 Mar 2016)
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Neil Savill
IRN NXS01832
- (1452)CF1 Director (AR) (11 Nov 2013 to 30 Sep 2018)
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Neil Stoddard
IRN NXS01360
- (1639)CF4 Partner (AR) (14 Jan 2005 to 25 Apr 2007)
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Neil Thomas Paveley
IRN NTP01005
- (537)CF4 Partner (AR) (14 Jan 2005 to 18 Feb 2005)
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Nenad Zilic
IRN NXZ01033
- (1638)CF4 Partner (AR) (26 Jun 2006 to 3 Nov 2014)
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Niall Anthony Patrick Kenny
IRN NAK01047
- (1659)CF1 Director (AR) (2 Mar 2016 to 30 Sep 2018)
- (1658)CF4 Partner (AR) (31 Dec 2012 to 19 Feb 2016)
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Nicholas Adrian Morley Gray
IRN NAG01030
- (1656)CF4 Partner (AR) (14 Jan 2005 to 28 Apr 2006)
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Nicholas Birtwell Pine
IRN NBP01025
- (1420)CF1 Director (AR) (30 Jun 2016 to 30 Sep 2018)
- (1419)CF4 Partner (AR) (11 Apr 2011 to 18 Apr 2016)
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Nicholas Darren Turner-Henke
IRN NDT01048
- (231)CF4 Partner (AR) (13 May 2015 to 16 Oct 2017)
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Nicholas John Burden
IRN NJB01197
- (641)CF4 Partner (AR) (14 Jan 2005 to 19 Dec 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Swindon & District Animal Haven (no longer appointed)
FRN 451972 · Appointed 16 May 2006 · Until 26 Nov 2014
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Jerry Green Foundation Trust (no longer appointed)
FRN 452016 · Appointed 16 May 2006 · Until 4 Apr 2008
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Bourne Veterinary Practice (no longer appointed)
FRN 451550 · Appointed 8 May 2006 · Until 1 Oct 2018
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Treforest Veterinary Clinic Ltd (no longer appointed)
FRN 451546 · Appointed 8 May 2006 · Until 9 Apr 2010
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Meadow Green Rescue Centre (no longer appointed)
FRN 451039 · Appointed 20 Apr 2006 · Until 22 Jul 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)