Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Patricia Jane Gill
IRN PJG01186
- (1237)CF29 Significant management (1 Nov 2007 to 5 May 2015)
- (1238)CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
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Patricia Margaret Grant
IRN PMG01076
- (769)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
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Patrick Alexander Roland Von Heimendahl
IRN VHP01008
- (312)CF1 Director (AR) (18 Feb 2014 to 30 Sep 2018)
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Patrick De Ville
IRN PXD01456
- (504)CF4 Partner (AR) (14 Jan 2005 to 29 Nov 2006)
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Patrick Edward Murphy
IRN PEM01060
- (1624)CF1 Director (AR) (25 Nov 2011 to 30 Sep 2018)
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Patrick Kinch
IRN PXK01617
- (245)CF1 Director (AR) (12 Mar 2015 to 30 Sep 2018)
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Patrick Michael Bullen
IRN PMB01172
- (802)CF1 Director (AR) (21 Nov 2006 to 26 Jun 2018)
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Patrick Roger Martin
IRN PRM01125
- (1131)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
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Paul Adrian James
IRN PAJ01099
- (1415)CF1 Director (AR) (17 Jun 2016 to 1 Sep 2017)
- (1413)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- (1414)CF4 Partner (AR) (14 Jan 2005 to 10 Jun 2016)
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Paul Andrew Cartmell
IRN PAC01360
- (113)CF4 Partner (AR) (19 Nov 2016 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Animal Mission Dog & Cat Rescue (no longer appointed)
FRN 453422 · Appointed 15 Jun 2006 · Until 1 Sep 2014
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RSPCA Norwich & Mid Norfolk Branch (no longer appointed)
FRN 453384 · Appointed 14 Jun 2006 · Until 1 Oct 2018
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Burnden House Veterinary Centre (no longer appointed)
FRN 453379 · Appointed 14 Jun 2006 · Until 29 Jul 2014
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Wilson and Partners Veterinary Surgeons (no longer appointed)
FRN 453386 · Appointed 14 Jun 2006 · Until 12 Nov 2009
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Cinque Ports Vet Associates (no longer appointed)
FRN 453383 · Appointed 14 Jun 2006 · Until 22 Feb 2012
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The Forge Veterinary Centre (no longer appointed)
FRN 417244 · Appointed 6 Jun 2006 · Until 9 Apr 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)