Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachel Elizabeth Pike
IRN REP01041
- (725)CF4 Partner (AR) (14 Jan 2005 to 21 Feb 2017)
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Rachel Jane Haslett
IRN RJH01458
- (1100)CF1 Director (AR) (11 Jul 2013 to 30 Sep 2018)
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Rachel Jane Kenny
IRN RJK01153
- (48)CF5 Director of Unincorporated Association (AR) (1 Mar 2018 to 30 Sep 2018)
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Rachel Laura Vinod Nair
IRN RLB01134
- (207)CF1 Director (AR) (16 Nov 2015 to 30 Sep 2018)
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Rai Ranjeev Dutta
IRN RRD01038
- (186)CF1 Director (AR) (7 Apr 2016 to 30 Sep 2018)
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Ralf Konen
IRN RXK01600
- (1133)CF4 Partner (AR) (29 Aug 2012 to 19 Feb 2016)
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Ralph Hege
IRN RXH02006
- (316)CF1 Director (AR) (19 Feb 2015 to 30 Sep 2018)
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Ralph Keith Chambers
IRN RKC01027
- (692)CF7 Sole Trader (AR) (3 Jan 2006 to 31 Jan 2007)
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Randal John Mathers
IRN RJM01348
- (1348)CF1 Director (AR) (15 Dec 2015 to 30 Sep 2018)
- (1347)CF4 Partner (AR) (14 Jan 2005 to 30 Nov 2015)
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Raoul St.John Dowding
IRN RSD01059
- (569)CF4 Partner (AR) (15 May 2008 to 10 Jun 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)