Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Frederick Wallace
IRN RFW01059
- (342)CF1 Director (AR) (4 Dec 2014 to 8 Nov 2017)
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Roger James Lewis
IRN RJL01148
- (550)CF4 Partner (AR) (14 Jan 2005 to 10 Jan 2018)
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Roger Martin Black Wilson
IRN RMW01117
- (486)CF1 Director (AR) (18 May 2015 to 13 Nov 2015)
- (485)CF4 Partner (AR) (14 Jan 2005 to 11 May 2015)
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Roger Simon Cogan
IRN RSC01078
- (1557)CF1 Director (AR) (26 Oct 2012 to 30 Sep 2018)
- (1556)CF4 Partner (AR) (14 Jan 2005 to 26 Oct 2012)
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Roger Stuart Edwards
IRN RSE01017
- (448)CF1 Director (AR) (28 Jan 2009 to 30 Sep 2018)
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Roger Stuart Hands
IRN RSH01082
- (423)CF1 Director (AR) (14 Jan 2005 to 2 May 2008)
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Ronald Henry Soutar
IRN RXS01775
- (1268)CF4 Partner (AR) (21 Jul 2005 to 18 Aug 2008)
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Rory Alistair Bynoth Burke
IRN RAB01396
- (1203)CF4 Partner (AR) (26 Mar 2012 to 30 Sep 2018)
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Rory Andrew Shearer
IRN RAS01299
- (1010)CF1 Director (AR) (14 May 2008 to 12 Apr 2018)
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Rosamond Margaret Norman
IRN RMN01048
- (367)CF5 Director of Unincorporated Association (AR) (10 Oct 2014 to 31 Jan 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Moorview Veterinary Practice Limited (no longer appointed)
FRN 492522 · Appointed 5 Dec 2008 · Until 19 May 2017
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All Animals Veterinary Clinic Ltd (no longer appointed)
FRN 492523 · Appointed 5 Dec 2008 · Until 7 Nov 2014
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Shropshire Hills Veterinary Practice Ltd (no longer appointed)
FRN 491303 · Appointed 11 Nov 2008 · Until 11 Aug 2014
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Siberian Husky Club GB Welfare (no longer appointed)
FRN 490161 · Appointed 16 Oct 2008 · Until 8 Apr 2015
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Second Chance Feline Rescue (no longer appointed)
FRN 490143 · Appointed 15 Oct 2008 · Until 27 Apr 2016
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Silverton Veterinary Practice Ltd (no longer appointed)
FRN 490129 · Appointed 15 Oct 2008 · Until 1 Oct 2018
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Three Mile Veterinary Clinic (no longer appointed)
FRN 490127 · Appointed 15 Oct 2008 · Until 16 Apr 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)