Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rosanne Helen Smith
IRN RHS01091
- (193)CF1 Director (AR) (11 Apr 2016 to 30 Sep 2018)
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Roseanna Victoria Katharine Capon-Richards
IRN RVC01016
- (1248)CF1 Director (AR) (31 Jul 2006 to 30 Sep 2018)
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Rosemary Jean Atkin
IRN RJA01125
- (957)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 30 Sep 2018)
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Rosemary Morgan
IRN RXM01738
- (709)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 14 Sep 2006)
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Ross Panely Ralph Milner
IRN RPM01083
- (1456)CF4 Partner (AR) (14 Jan 2005 to 8 Sep 2014)
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Ross Stephen Butler
IRN RSB01137
- (883)CF1 Director (AR) (19 Nov 2008 to 29 Jul 2014)
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Ross William Syme
IRN RWS01101
- (527)CF1 Director (AR) (17 Dec 2015 to 7 Dec 2017)
- (526)CF4 Partner (AR) (6 Jun 2005 to 30 Nov 2015)
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Russell Anthony West
IRN RAW01226
- (120)CF1 Director (AR) (8 Sep 2016 to 30 Sep 2018)
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Russell Welsh
IRN RXW01643
- (906)CF4 Partner (AR) (12 Oct 2012 to 5 Nov 2013)
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Ruth Irene Gray
IRN RIG01021
- (1060)CF4 Partner (AR) (14 Jan 2005 to 9 Dec 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Just Cats Veterinary Clinic Ltd (no longer appointed)
FRN 500515 · Appointed 6 May 2009 · Until 1 Oct 2018
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Cuddles Cat Rescue Centre (no longer appointed)
FRN 500505 · Appointed 6 May 2009 · Until 1 Oct 2018
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Purbrook Veterinary Practice Ltd (no longer appointed)
FRN 500513 · Appointed 6 May 2009 · Until 1 Oct 2018
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Friends of the Animals R.C.T (no longer appointed)
FRN 498926 · Appointed 3 Apr 2009 · Until 26 Nov 2014
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Montgomery Veterinary Clinic Limited (no longer appointed)
FRN 496853 · Appointed 25 Feb 2009 · Until 1 Oct 2018
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SAINT LEONARD VETERINARY CENTRE LIMITED (no longer appointed)
FRN 496856 · Appointed 25 Feb 2009 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)