Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stefano Susanna
IRN SXS03230
- (377)CF1 Director (AR) (5 Mar 2014 to 7 Dec 2016)
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Stella White
IRN SXW01904
- (812)CF5 Director of Unincorporated Association (AR) (30 Mar 2012 to 27 Jun 2016)
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Stephanie Henry
IRN SXH01789
- (827)CF5 Director of Unincorporated Association (AR) (11 Jul 2006 to 30 Sep 2018)
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Stephen Alan Hodge
IRN SAH01320
- (107)CF4 Partner (AR) (17 Jan 2017 to 30 Sep 2018)
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Stephen Arthur Estcourt
IRN SAE01032
- (465)CF4 Partner (AR) (14 Jan 2005 to 28 Apr 2006)
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Stephen Charles Tasker
IRN SCT01080
- (563)CF1 Director (AR) (25 Aug 2011 to 30 Sep 2018)
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Stephen Colin Speak
IRN SCS01140
- (792)CF1 Director (AR) (31 May 2013 to 23 Feb 2018)
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Stephen Eric Grove
IRN SEG01047
- (682)CF1 Director (AR) (16 Dec 2015 to 30 Sep 2018)
- (681)CF4 Partner (AR) (14 Jan 2005 to 26 Nov 2015)
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Stephen Gilmore
IRN SXG02000
- (348)CF1 Director (AR) (13 Nov 2014 to 30 Sep 2018)
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Stephen Gregory Jones
IRN SGJ01030
- (780)CF4 Partner (AR) (22 Feb 2008 to 22 May 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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OAK BARN VETERINARY CENTRE LLP (no longer appointed)
FRN 575109 · Appointed 14 Feb 2012 · Until 1 Oct 2018
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INDEPENDENT VETCARE LIMITED (no longer appointed)
FRN 573619 · Appointed 26 Jan 2012 · Until 1 Oct 2018
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Bridge Veterinary Practice Ltd (no longer appointed)
FRN 573494 · Appointed 25 Jan 2012 · Until 1 Oct 2018
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Berwick Animal Rescue Kennels (no longer appointed)
FRN 571395 · Appointed 19 Dec 2011 · Until 1 Oct 2018
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VALLEY VETERINARY GROUP (no longer appointed)
FRN 571282 · Appointed 16 Dec 2011 · Until 13 Mar 2017
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WILLOWS VETERINARY CENTRE LIMITED (no longer appointed)
FRN 571097 · Appointed 14 Dec 2011 · Until 1 Oct 2018
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GROVE LODGE VETERINARY GROUP LIMITED (no longer appointed)
FRN 570890 · Appointed 13 Dec 2011 · Until 6 Feb 2017
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)