Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart Neil
IRN SXN01217
- (461)CF3 Chief Executive (AR) (16 Mar 2011 to 13 Aug 2012)
- (460)CF5 Director of Unincorporated Association (AR) (5 Mar 2007 to 28 Aug 2012)
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Stuart Nicholas Collier
IRN SNC01051
- (1117)CF4 Partner (AR) (26 Jun 2013 to 10 Aug 2017)
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Stuart Russell Ellis
IRN SRE01023
- (1403)CF4 Partner (AR) (14 Jan 2005 to 17 Aug 2012)
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Stuart William McMorrow
IRN SWM01084
- (18)CF1 Director (AR) (14 Jul 2018 to 1 Oct 2018)
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Sue Allery
IRN SXA01598
- (1470)CF5 Director of Unincorporated Association (AR) (23 Feb 2007 to 2 Jan 2013)
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Sue Leigh
IRN SXL02128
- (124)CF4 Partner (AR) (17 Aug 2016 to 30 Sep 2018)
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Susan Anita Lloyd
IRN SAL01170
- (87)CF5 Director of Unincorporated Association (AR) (16 Jun 2017 to 30 Sep 2018)
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Susan Ann Jennings
IRN SAJ01075
- (891)CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2018)
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Susan Ann Robson Beck
IRN SAB01222
- (1247)CF4 Partner (AR) (14 Jan 2005 to 17 Oct 2014)
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Susan Bielby
IRN BXS01731
- (705)CF1 Director (AR) (19 Nov 2016 to 30 Sep 2018)
- (704)CF5 Director of Unincorporated Association (AR) (30 Aug 2012 to 21 Nov 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RSPCA SWANSEA LLYS NINI ANIMAL CENTRE (no longer appointed)
FRN 581973 · Appointed 25 May 2012 · Until 1 Oct 2018
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Nurture Pet health Limited (no longer appointed)
FRN 581597 · Appointed 18 May 2012 · Until 31 May 2018
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Highcliffe Veterinary Practice Limited (no longer appointed)
FRN 417160 · Appointed 1 May 2012 · Until 1 Oct 2018
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GREYHOUND RESCUE NORTH EAST (no longer appointed)
FRN 580397 · Appointed 30 Apr 2012 · Until 20 Nov 2014
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Comber Veterinary Clinic (no longer appointed)
FRN 580381 · Appointed 30 Apr 2012 · Until 23 Nov 2017
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)