Date authorised
1 April 2013
Companies House
01282939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ditton Park
    Riding Court Road
    Datchet
    Botanica
    SL3 9LL
    UNITED KINGDOM
    Phone
    +4403450718000
  • Complaints Contact

    PO Box 223
    Huddersfield
    HD8 1FR
    UNITED KINGDOM
    Phone
    +4403450261985

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin John Stow

    IRN KJS01108

    • CF5 Director of Unincorporated Association (AR) (21 Apr 2005 to 30 Sep 2018)
  • Kevin Peter Wenzel

    IRN KPW01038

    • SMF3 Executive Director (27 Apr 2022 to 31 Aug 2023)
  • Kevin Plummer

    IRN KXP01463

    • CF5 Director of Unincorporated Association (AR) (20 Jan 2014 to 10 Sep 2018)
  • Kevin Watts

    IRN KXW01301

    • CF4 Partner (AR) (14 Jan 2005 to 18 May 2017)
  • Kieran Paul O'Keeffe

    IRN KXO01083

    • Responsible for Insurance Distribution (11 Jan 2022 to 31 Dec 2024)
    • SMF3 Executive Director (11 Jan 2022 to 31 Dec 2024)
  • Kim Elizabeth Steele

    IRN KES01063

    • CF5 Director of Unincorporated Association (AR) (26 Oct 2015 to 24 Apr 2018)
  • Kiran Kumar Semgal

    IRN KKS01012

    • CF1 Director (AR) (14 Jan 2005 to 3 Mar 2017)
  • Kirsty Anne Dewar

    IRN KAD01062

    • CF1 Director (AR) (12 Aug 2011 to 5 Jan 2018)
  • Kirsty Diana Thomas

    IRN KDT01021

    • CF5 Director of Unincorporated Association (AR) (9 Aug 2016 to 30 Sep 2018)
  • Kirsty Louise Ryley

    IRN KLR01045

    • CF1 Director (AR) (22 May 2014 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.