Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Beresford John Capps
IRN BJC01096
- (1050)CF1 Director (AR) (8 Dec 2005 to 16 Jan 2017)
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Bernard James O'Brien
IRN BJO01034
- (19)CF1 Director (AR) (10 Jul 2018 to 30 Sep 2018)
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Bernard Wynne
IRN BXW01245
- (1507)CF1 Director (AR) (14 Jan 2005 to 30 Sep 2018)
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Bernice Fitzmaurice
IRN BXF01174
- (857)CF1 Director (AR) (16 Mar 2011 to 30 Sep 2018)
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Bett Sophie Margaret
IRN BXS01775
- (794)CF1 Director (AR) (16 Sep 2013 to 19 Mar 2018)
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Beverley Gubbins
IRN BXG01197
- (665)CF5 Director of Unincorporated Association (AR) (9 May 2005 to 8 May 2015)
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Bradley Charles St.John Cooper
IRN BCC01030
- (1708)CF1 Director (AR) (22 Feb 2007 to 30 Sep 2018)
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Bradley Phillip Viner
IRN BPV01003
- (576)CF1 Director (AR) (4 Feb 2016 to 28 Jul 2017)
- (575)CF4 Partner (AR) (14 Jun 2005 to 11 Jan 2016)
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Brenda Grange Holland
IRN BGH01042
- (1084)CF5 Director of Unincorporated Association (AR) (24 Oct 2008 to 12 Aug 2013)
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Brenda Smith
IRN BXS01447
- (1673)CF5 Director of Unincorporated Association (AR) (18 Jul 2006 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Dunedin Veterinary Surgery (no longer appointed)
FRN 407542 · Appointed 14 Jan 2005 · Until 26 Apr 2017
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Eagle Veterinary Practice (no longer appointed)
FRN 406880 · Appointed 14 Jan 2005 · Until 28 Apr 2006
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Earls Hall Veterinary Hospital (no longer appointed)
FRN 417306 · Appointed 14 Jan 2005 · Until 3 Mar 2010
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Earlswood Veterinary Referrals Ltd (no longer appointed)
FRN 408630 · Appointed 14 Jan 2005 · Until 11 Dec 2017
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Easterleigh Animal Sanctuary (no longer appointed)
FRN 408833 · Appointed 14 Jan 2005 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)