Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Ashcroft
IRN DXA01308
- (608)CF4 Partner (AR) (14 Jan 2005 to 15 Mar 2016)
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David Ashworth
IRN DXA01310
- (1185)CF1 Director (AR) (9 May 2005 to 19 Apr 2017)
- (1184)CF4 Partner (AR) (14 Jan 2005 to 9 May 2005)
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David Brian Feldmar
IRN DBF01023
- (487)CF4 Partner (AR) (20 Feb 2012 to 9 May 2012)
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David Campbell Thomson
IRN DCT01045
- (1126)CF4 Partner (AR) (14 Jan 2005 to 29 Aug 2012)
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David Chalkley
IRN DXC01686
- (660)CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2018)
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David Daniel Harding
IRN DDH01018
- (1700)CF1 Director (AR) (19 Jul 2013 to 30 Sep 2018)
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David Edward Morrish
IRN DEM01103
- (154)CF5 Director of Unincorporated Association (AR) (4 Dec 2015 to 30 Sep 2018)
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David Forrester Gittins
IRN DFG01039
- (330)CF1 Director (AR) (30 Dec 2014 to 30 Sep 2018)
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David Geddes Gordon
IRN DGG01055
- (355)CF1 Director (AR) (31 Oct 2014 to 30 Sep 2018)
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David Graeme Bentley
IRN DGB01148
- (307)CF1 Director (AR) (17 Feb 2014 to 19 Oct 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Chislehurst Veterinary Clinic (no longer appointed)
FRN 413527 · Appointed 14 Jan 2005 · Until 28 Apr 2006
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Christopher Norman Carter (no longer appointed)
FRN 417126 · Appointed 14 Jan 2005 · Until 1 Sep 2006
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Church Walk Veterinary Centre Ltd (no longer appointed)
FRN 406999 · Appointed 14 Jan 2005 · Until 28 Mar 2017
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Churnet Valley Vet Clinic Ltd (no longer appointed)
FRN 407617 · Appointed 14 Jan 2005 · Until 1 Oct 2018
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Cinque Ports Veterinary Group (no longer appointed)
FRN 408839 · Appointed 14 Jan 2005 · Until 29 Apr 2005
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City Road Veterinary Centre Limited (no longer appointed)
FRN 413521 · Appointed 14 Jan 2005 · Until 15 Jul 2015
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Clanrye Veterinary Clinic Ltd (no longer appointed)
FRN 413409 · Appointed 14 Jan 2005 · Until 31 Aug 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)