Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karine Annukka Hauser
IRN KAH01131
- (110)CF1 Director (AR) (6 Jan 2017 to 22 Mar 2018)
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Karl David Underhill
IRN KDU01003
- (1748)CF1 Director (AR) (9 Jul 2014 to 30 Sep 2018)
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Karl McKillop
IRN KXM01908
- (1345)CF1 Director (AR) (21 Aug 2013 to 29 Sep 2016)
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Karl Roland Bovenizer
IRN KRB01081
- (1503)CF1 Director (AR) (15 Dec 2009 to 7 Sep 2016)
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Karl Smyth
IRN KXS01423
- (471)CF4 Partner (AR) (14 Jan 2005 to 31 Dec 2013)
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Kate Mary Higgins
IRN KMH01099
- (1646)CF1 Director (AR) (2 Oct 2012 to 30 Sep 2018)
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Kate Suzanne Fairclough
IRN KSF01014
- (1644)CF4 Partner (AR) (22 Jan 2009 to 26 Nov 2015)
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Katharine Dixon
IRN KXD01347
- (629)CF4 Partner (AR) (7 Sep 2012 to 18 Apr 2016)
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Katherine Nanette Horton
IRN KNH01016
- (981)CF1 Director (AR) (16 May 2015 to 20 Mar 2018)
- (980)CF4 Partner (AR) (27 Jun 2011 to 11 May 2015)
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Kathleen Mary Rayner
IRN KMR01070
- (394)CF5 Director of Unincorporated Association (AR) (14 Aug 2014 to 3 Sep 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Regent Veterinary Clinic (no longer appointed)
FRN 407558 · Appointed 14 Jan 2005 · Until 31 Aug 2006
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Animal Veterinary Services Limited (no longer appointed)
FRN 417032 · Appointed 14 Jan 2005 · Until 1 Sep 2006
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Retired Greyhound Trust. (no longer appointed)
FRN 416459 · Appointed 14 Jan 2005 · Until 11 Apr 2005
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RG Birchall Veterinary Surgeons (no longer appointed)
FRN 416443 · Appointed 14 Jan 2005 · Until 1 Sep 2006
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Rhodes Veterinary Surgery (no longer appointed)
FRN 405832 · Appointed 14 Jan 2005 · Until 22 Jul 2014
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Riada Veterinary Clinic (no longer appointed)
FRN 404569 · Appointed 14 Jan 2005 · Until 28 Apr 2006
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Richard Hillman Veterinary Surgery (no longer appointed)
FRN 416426 · Appointed 14 Jan 2005 · Until 22 Jul 2014
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Ridgeway Enterprises Ltd (no longer appointed)
FRN 407528 · Appointed 14 Jan 2005 · Until 25 Jun 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)