Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marilyn Haslehurst
IRN MXH01801
- (1558)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 8 Oct 2014)
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Marilyn Joyce Clarke
IRN MJC01503
- (1591)CF5 Director of Unincorporated Association (AR) (25 Sep 2006 to 22 Jul 2014)
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Marion Lynn Micklewright
IRN MLM01114
- (254)CF5 Director of Unincorporated Association (AR) (7 May 2014 to 30 Sep 2018)
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Marion Roberts
IRN MXR01641
- (1106)CF5 Director of Unincorporated Association (AR) (21 Jun 2006 to 15 Nov 2013)
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Marion Tanya Maychell
IRN MTM01088
- (156)CF1 Director (AR) (3 Aug 2016 to 30 Sep 2018)
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Marjorie Elizabeth Gowlett
IRN MEG01059
- (545)CF5 Director of Unincorporated Association (AR) (5 Mar 2007 to 8 Jul 2014)
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Mark Alan Treadwell
IRN MAT01216
- (44)CF1 Director (AR) (23 Mar 2018 to 30 Sep 2018)
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Mark Alexander Dunlop Overend
IRN MAO01058
- (1195)CF1 Director (AR) (14 Jan 2005 to 6 Oct 2017)
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Mark Allison
IRN MXA02988
- (325)CF4 Partner (AR) (13 Jan 2015 to 20 Jun 2017)
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Mark Andrew Ames
IRN MAA01316
- (613)CF4 Partner (AR) (7 Aug 2013 to 10 Jun 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Eqine Veterinary Services Intl. Ltd (no longer appointed)
FRN 425756 · Appointed 2 Feb 2005 · Until 31 Aug 2006
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Debden Valley Equine Clinic (no longer appointed)
FRN 425752 · Appointed 2 Feb 2005 · Until 30 Sep 2018
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Christine Ashton Cat Rescue (no longer appointed)
FRN 425754 · Appointed 2 Feb 2005 · Until 22 Jan 2015
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)CF1 Director (AR)
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controlled function added: (7)[FCA CF] Manager of certification employee
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)SMF3 Executive Director
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)