Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard John Wakely
IRN RJW01270
- (1453)CF1 Director (AR) (14 Jan 2005 to 25 Jun 2010)
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Richard Joseph Huey
IRN RJH01336
- (671)CF4 Partner (AR) (14 Jan 2005 to 28 Apr 2006)
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Richard Joseph Todd
IRN RJT01174
- (604)CF1 Director (AR) (8 May 2017 to 30 Sep 2018)
- (603)CF4 Partner (AR) (23 Jan 2009 to 20 Mar 2017)
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Richard Keith Pescod
IRN RKP01047
- (259)CF4 Partner (AR) (1 May 2014 to 30 Sep 2018)
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Richard Lambie Armour
IRN RLA01031
- (632)CF1 Director (AR) (9 Sep 2015 to 30 Sep 2018)
- (631)CF4 Partner (AR) (25 Oct 2012 to 27 Jul 2015)
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Richard Leslie Bruce
IRN RLB01090
- (1564)CF1 Director (AR) (4 Dec 2017 to 30 Sep 2018)
- (1563)CF4 Partner (AR) (14 Jan 2005 to 4 Dec 2017)
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Richard Ryvar
IRN RXR01758
- (218)CF1 Director (AR) (9 Sep 2015 to 30 Sep 2018)
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Richard Saxon Snell
IRN RSS01070
- (1555)CF4 Partner (AR) (14 Jan 2005 to 13 Oct 2005)
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Richard Stuart Hollands
IRN RSH01125
- (239)CF5 Director of Unincorporated Association (AR) (21 Apr 2015 to 9 Jun 2016)
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Richard William Barron
IRN RWB01100
- (1243)CF4 Partner (AR) (14 Jan 2005 to 6 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vale Veterinary Clinic Ltd (no longer appointed)
FRN 476675 · Appointed 18 Dec 2007 · Until 10 Aug 2018
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Pup Lancashire West Branch (no longer appointed)
FRN 475366 · Appointed 19 Nov 2007 · Until 1 Oct 2018
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Highfield Veterinary Centre Ltd (no longer appointed)
FRN 475315 · Appointed 16 Nov 2007 · Until 1 Oct 2018
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Croft Veterinary Centre (no longer appointed)
FRN 472835 · Appointed 18 Sep 2007 · Until 21 Sep 2015
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1724)CF1 Director (AR)
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controlled function added: (1723)CF1 Director (AR)
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controlled function added: (1722)CF1 Director (AR)
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controlled function added: (1721)CF4 Partner (AR)
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controlled function added: (1720)CF1 Director (AR)
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controlled function added: (1719)CF4 Partner (AR)
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controlled function added: (1718)CF1 Director (AR)
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controlled function added: (1717)CF1 Director (AR)
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controlled function added: (1716)CF1 Director (AR)
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controlled function added: (1715)CF4 Partner (AR)