Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nigel David Griffiths
IRN NDG01038
- (175)CF1 Director (AR) (3 Jun 2016 to 22 Jun 2017)
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Nigel Greenwood
IRN NXG01234
- (1293)CF1 Director (AR) (18 Jul 2008 to 7 Nov 2014)
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Nigel Llewellyn Davies
IRN NLD01012
- (1359)CF4 Partner (AR) (20 Mar 2008 to 17 Mar 2011)
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Nigel Mason
IRN NXM01414
- (912)CF5 Director of Unincorporated Association (AR) (27 Jul 2007 to 30 Sep 2018)
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Nigel Orford Robert Walpole
IRN NOW01007
- (283)CF1 Director (AR) (24 Feb 2014 to 19 Apr 2017)
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Oliver Christian Davis
IRN OCD01005
- (1561)CF1 Director (AR) (21 Jan 2005 to 8 May 2015)
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Oliver James Edmund Hodgkinson
IRN OJH01012
- (308)CF4 Partner (AR) (20 Jan 2014 to 30 Sep 2018)
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Olivia Anne Halligan
IRN OAH01017
- (309)CF4 Partner (AR) (20 Jan 2014 to 30 Sep 2018)
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Orianne West
IRN OXW01052
- (177)CF1 Director (AR) (20 Apr 2016 to 30 Sep 2018)
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Orlaith Louise O'Neill
IRN OLO01003
- (287)CF4 Partner (AR) (17 Feb 2014 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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NORTHERN COUNTIES HORSE & SMALLER ANIMALS PROTECTION SOCIETY (no longer appointed)
FRN 445711 · Appointed 13 Dec 2005 · Until 29 Jul 2014
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Peak Veterinary Practice Limited (no longer appointed)
FRN 445389 · Appointed 9 Dec 2005 · Until 1 Oct 2018
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Woodlands Animal Sanctuary (no longer appointed)
FRN 442765 · Appointed 30 Nov 2005 · Until 1 Oct 2018
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Ralph Chambers & Associates (no longer appointed)
FRN 442762 · Appointed 30 Nov 2005 · Until 22 Jul 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1734)CF4 Partner (AR)
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controlled function added: (1733)CF3 Chief Executive (AR)
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controlled function added: (1732)CF1 Director
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controlled function added: (1731)CF3 Chief Executive
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controlled function added: (1730)CF8 Apportionment and Oversight
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controlled function added: (1729)SMF3 Executive Director
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controlled function added: (1728)Responsible for Insurance Mediation
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controlled function added: (1727)SMF3 Executive Director
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controlled function added: (1726)[FCA CF] Significant management
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controlled function added: (1725)[FCA CF] Manager of certification employee