Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sebastiano Puglisi
IRN SXP02143
- (311)CF1 Director (AR) (6 Feb 2014 to 19 Oct 2017)
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Serge Raffard
IRN SXR01237
- (1725)[FCA CF] Manager of certification employee (9 May 2024 to 30 Nov 2025)
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Shaun Anthony Moore
IRN SAM01358
- (761)CF1 Director (AR) (25 Jul 2016 to 30 Sep 2018)
- (760)CF4 Partner (AR) (30 Aug 2013 to 26 Jul 2016)
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Shaun Paul Taylor
IRN SPT01096
- (61)CF1 Director (AR) (17 Oct 2017 to 30 Sep 2018)
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Shaun William Alcock
IRN SWA01025
- (1612)CF1 Director (AR) (4 Aug 2009 to 30 Sep 2018)
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Sheelagh Ann Dale
IRN SAD01083
- (1280)CF5 Director of Unincorporated Association (AR) (25 May 2006 to 1 May 2018)
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Sheila Anne Sullivan
IRN SAS01200
- (1071)CF1 Director (AR) (14 Jan 2005 to 30 Sep 2018)
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Sheila Stewart
IRN SXS01921
- (890)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 30 Sep 2018)
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Shelagh Patricia Kent Meredith
IRN SPM01185
- (512)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 30 Sep 2018)
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Shelley Marie Jennings- Sharp
IRN SMJ01114
- (1152)CF4 Partner (AR) (12 Nov 2013 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Barnhouse Veterinary Clinic Limited (no longer appointed)
FRN 480725 · Appointed 25 Mar 2008 · Until 1 Oct 2018
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Chapel House Veterinary Practice Ltd (no longer appointed)
FRN 480724 · Appointed 25 Mar 2008 · Until 23 Aug 2018
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Cardiff County Council Dogs Home (no longer appointed)
FRN 480216 · Appointed 12 Mar 2008 · Until 1 Oct 2018
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Newnham Court Veterinary Group (no longer appointed)
FRN 480230 · Appointed 12 Mar 2008 · Until 13 May 2011
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Mid Cheshire Animal Welfare (no longer appointed)
FRN 480227 · Appointed 12 Mar 2008 · Until 3 Nov 2010
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RSPCA Preston & District Branch (no longer appointed)
FRN 480226 · Appointed 12 Mar 2008 · Until 4 Mar 2014
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The Ivy Lodge Veterinary Clinic (no longer appointed)
FRN 417124 · Appointed 12 Mar 2008 · Until 30 Sep 2018
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Scottish Society for the Prevention of Cruelty to Animals (no longer appointed)
FRN 480225 · Appointed 12 Mar 2008 · Until 1 Oct 2018
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Golden Valley Veterinary Hospital Ltd (no longer appointed)
FRN 480217 · Appointed 12 Mar 2008 · Until 1 Oct 2018
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Simon J Pemble and Associates (no longer appointed)
FRN 479977 · Appointed 6 Mar 2008 · Until 13 Apr 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1734)CF4 Partner (AR)
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controlled function added: (1733)CF3 Chief Executive (AR)
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controlled function added: (1732)CF1 Director
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controlled function added: (1731)CF3 Chief Executive
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controlled function added: (1730)CF8 Apportionment and Oversight
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controlled function added: (1729)SMF3 Executive Director
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controlled function added: (1728)Responsible for Insurance Mediation
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controlled function added: (1727)SMF3 Executive Director
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controlled function added: (1726)[FCA CF] Significant management
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controlled function added: (1725)[FCA CF] Manager of certification employee